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Project:
90CT0072/03
Training
for Managers and Supervisors to Enhance Their Capability to
Understand and Implement ASFA
Evaluation
Report for the Project Period October 1, 2002 to September 30, 2003
Introduction
This report presents the
evaluation findings for the third full year of this project’s
operations. This evaluation has three components: (1) an evaluation
of process, or the extent to which the work of the project has proceeded
as expressed in the work plan; (2) an evaluation of outcomes, or the
extent to which anticipated milestone events and results and products
have emerged as the consequence of the work of project staff and their
leaders and various collaborators and (3) the lessons learned during
the project.
Evaluation Findings
It should be noted here
that data sources for much of the first two components of this report
identified above have been created and administered by project staff
for their own internal uses in tracking the progress of their work
and assuring that critical tasks are carried out according to schedule.
These tools routinely inform and guide decisions and actions in every
respect. The diligence and managerial expertise with which this project
has been conducted during this 12 month period is clearly evident and
facilitates an accurate and complete evaluation of the project team’s
work.
Process Findings
The major year three activities
are presented in detail within the following matrix labeled Year Three
Activities. This project task matrix was created at the outset, has
guided discussions at the meetings of the project team and is updated
periodically by the project director to reflect current status and
planned activities. The project has completed or exceeded all its original
tasks on time, within budget and in good order. The progress attained
in each substantive area of work has been described in some detail
within each of the Project Director’s semi-annual progress reports.
Year Three Activities
Objectives |
Tasks/Activities |
Involved
Parties |
Month |
Year
Three:
Implement a national dissemination plan that
provides intensive training of trainers to ten child welfare
agencies, briefs regional office staff, develops a peer to peer
consultation capacity and customizes the core curriculum, Bringing
Together the Child Welfare Team, to promote utilization by institutions
of higher education. |
3.1 Update the ASFA 'promising practices' analysis.
|
Project team
|
Done 09/03
|
| 3.2
Develop and implement a peer-to-peer program which allows participants
from the pilot sites to offer consultation on the implementation
of this ASFA curriculum to other child welfare agencies. |
Project
team and pilot sites |
Done through the year |
| 3.3
Work cooperatively with selected institutions of higher education
to develop a version of the core curriculum, Bringing
Together the Child Welfare Team. |
Project
team and pilot sites |
Done
through the year |
| 3.4
Brief ACF regional office staff on the project. |
Project
team and pilot sites |
Done
09/03 |
| 3.5
Deliver the train the trainer version of the core curriculum to
selected child welfare staff from 10 states/counties. |
Project
team and pilot sites |
Done 06/03 |
| 3.6
Finalize and publish the higher ed version of the core curriculum,
Bringing Together the Child Welfare Team. |
Project
team |
Done 07/03 |
| 3.7
Implement the dissemination strategy, including teleconferences,
curriculum distribution, presentations and publications. |
Project
team and pilot sites |
Done
through the year |
Outcomes Findings
Year three was primarily
dedicated to disseminating information about the project, curriculum
and findings from the promising practices polls through conference
presentations with pilot site representatives, publications and hosting
a Training Roundtable. Producing, disseminating and introducing this
curriculum is the essence of this three-year project. Year one was
dedicated to developing competencies and a draft curriculum that could
be piloted. Year two was primarily dedicated to field-testing, evaluating
and revising the curriculum, with the ultimate goal of producing a
final curriculum for wide dissemination. Year three activities focused
on creating useful versions of the curriculum, generating interest
within the child welfare community about using the curriculum and training
trainers on the curriculum.
All outcomes and products
scheduled for year three were completed in good order and, as described
below, often went beyond original expectations. Additional information
about each outcome and product can be found on the project
website and within each of the Project Director’s semi-annual progress
reports.
Dissemination Approach
The dissemination approach
relied on a variety of mechanisms to get the word about this curriculum
out to the child welfare community—teleconferences, mailings,
newsletters, publishing various versions of the curriculum and a web
site, which contains the complete curriculum, state by state responses
to the ASFA promising practices phone polls, the phone poll reports
and information about the project work plan.
Perhaps the most valuable
dissemination activity involved the continued participation of representatives
from the pilot agencies in the project (the Department of Community
Based Services, Kentucky, the Department of Children, Youth and Families,
New Mexico, Cuyahoga County Children and Family Services, Cleveland,
Ohio and the Division of Children and Family Services and the Training
Partnerships, Wisconsin). Because child welfare agency personnel tend
to learn best from other child welfare agency personnel, the dissemination
approach used by the project team relied heavily on the involvement,
support and participation of representatives from the agencies that
piloted the curriculum in year two of the project. Each of the four
pilot sites volunteered to remain active in the project and to spread
the message about the value of this curriculum to their agency. The
project director offered each pilot site the opportunity to co-present
at a major child welfare conference on their experiences with the project,
adaptation of the curriculum and impact of the training. During this
year, the project director and pilot site reps presented at five major,
national child welfare conferences. This peer to peer presentation
approach was an effective strategy for communicating the benefits of
using the curriculum and for generating interest in participating in
another major component of this year’s work plan—the training of
trainers.
Training of Trainers … and More
The original proposal for
this grant stated that in year three of the project, the team would
sponsor and host a train the trainer conference in Maine on the Bringing
Together the Child Welfare Team curriculum. The team intended
to invite child welfare trainers, supervisors, managers and data analysts
from ten states to attend this train the trainer program. The plans
expanded however when the project director received feedback from the
year two pilot sites and participants in presentations at national
child welfare conferences that the child welfare training community
needed a forum to understand and discuss training issues raised by
the Child and Family Services Reviews. To address that need, the project
team expanded the audience and goals of the originally planned training
of trainers and, in collaboration with the National Child Welfare Resource
Center for Organizational Improvement (NCWRCOI) at the Institute for
Child and Family Services, partnered to organize and host a Training
Roundtable.
The aim of this Training Roundtable
was to identify best practices and criteria for high performance training
systems that support achievement of organizational mission, goals,
and objectives. The Roundtable also accomplished the original objective
by featuring an in-depth walkthrough of the Bringing
Together the Child Welfare Team curriculum by the project staff
and pilot site representatives.
On June 22 - 24, 2003, the
Muskie project team and the National Child Welfare Resource Center
for Organizational Improvement hosted a Training Roundtable. Fifty
seven child welfare administrators, trainers and training and program
managers from around the country, representing sixteen states, five
counties, NYC, nine universities and several provider agencies, attended
the Roundtable. These child welfare experts gathered to identify best
practices and criteria for high performance training systems that support
achievement of organizational mission, goals and objectives. The Training
Roundtable also featured a presentation by Jerry Milner on the training
implications and promising training practices identified during the
Child and Family Services Reviews and an in-depth walkthrough of the
Bringing Together the Child Welfare Team curriculum developed
as part of this project. During the curriculum walkthrough, the four
child welfare agencies that piloted the curriculum discussed how they
adapted the curriculum to meet their needs, the benefit of participating
as a pilot and how the training has impacted participants, supported
their ASFA implementation and guided their future training.
Feedback
from participants in the Roundtable indicated that they felt recharged,
had received enough information to revamp and deliver the curriculum
and have a better understanding of strategies to help them positively
participate in their PIP. In fact in late 2003 and early 2004, two
states (CA and CO) that attended the Roundtable launched their versions
of the Bringing Together the Child Welfare Team training, with another
state (VT) well into the curriculum design process.
Versions of the Curriculum
After publishing the Bringing
Together the Child Welfare Team curriculum in September 2002,
the project team received feedback that the curriculum book was ‘too
big’ and
bulky to be easily accessible—it is more than 150 pages! Taking
that feedback to heart, the project team developed and published a
set of short, bound, topic specific booklets based on the content of
the curriculum. Like the Bringing Together the Child Welfare Team curriculum,
this set of trainer’s guides is designed to communicate information
on the Adoption and Safe Families Act (ASFA) that goes beyond introductory,
compliance based topics. While these booklets are designed primarily
for training purposes, each certainly is adaptable to other forums,
such as internal or external workshops, presentations, newsletters
or briefings on ASFA and could be successfully presented to child welfare
administrators, supervisors, managers, foster parents, caseworkers,
providers, teachers and other community stakeholders.
The trainer’s
guides in this series are:
- The Adoption and Safe Families
Act (ASFA) and the Child and Family Services Reviews (CFSR): Using
Outcomes to Achieve Results
This trainer’s guide highlights the major requirements of ASFA, presents
federal outcomes and measures and systemic factors and provides an opportunity
to discuss the philosophy, practice implications and results of the CFSR.
- Action Planning: A Problem Solving Tool
This trainer’s guide introduces and demonstrates how the use
of Action Planning can assist child welfare managers and supervisors
in planning, managing and evaluating practice, systems and programs
toward the achievement of desired outcomes.
- Collaboration with
Native American Tribes: ICWA and ASFA
In the child welfare system Native American children have different
service delivery systems as well as laws that apply to them. Therefore,
individuals must ask different questions and make different assumptions
in their efforts to identify and work with Native American children
and families. Because of the importance of the interaction between
the agency and tribes, this trainer’s guide focuses on successful
approaches to collaboration, the requirements of the Indian Child Welfare
Act (ICWA) and ASFA and the practice considerations when working with
Native American children and families.
- Using Data to Measure
Success
Child welfare managers and supervisors are increasingly expected to
be able to use data, information and reports to guide decision making
and to determine what is working and what isn't working in the organization,
with practice and in the service delivery system. This trainer’s
guide gives participants practice in analyzing reports and in using
basic data tools for reading and interpreting data.
- Change is all Around
Us: Tools to Build Commitment to Change
In most organizations change occurs constantly. In order to be effective
in leading and modeling change management skills, supervisors and managers
must understand the dynamics of avoiding resistance to change and how
to build commitment to it. This trainer’s guide includes a model
for building commitment to change, provides an opportunity to build
on these skills and includes use of a case study, Family
Net: An Automated Child Welfare Information System which explores organizational
and managerial issues when a major change in the workplace takes place.
Lessons Learned
Throughout the project period,
the project team has had the opportunity to explore with the child
welfare community training approaches, issues and concerns. Information
about child welfare training emerged during the three annual phone
poll of child welfare agencies conducted by the Muskie project team,
at the training Roundtable (June 2003) sponsored by the Muskie School
and during project related teleconferences with child welfare trainers,
educators and managers. From these conversations and research, we have
identified several lessons learned about the current field of child
welfare training.
- The Building
the Child Welfare Team: Results of the 2003 Adoption and Safe Families
Act Phone Poll report, published by the Muskie project
team in September 2003, identified how the Adoption and Safe Families
Act (ASFA) has changed the way that child welfare agencies do business.
While many ‘promising administrative practices’ emerged
from the 2003 poll data analysis, three findings that impact
training stand out:
- Agencies
view the Adoption and Safe Families Act (ASFA) from a ‘good
practice’ perspective. Both the 2002 and 2003 ASFA phone poll
analyses indicate that child welfare agencies continue to actively
implement the provisions of the Adoption and Safe Families Act (ASFA)
and to feel the impact of the Child and Family Services Review (CFSR).
Agencies tend to view ASFA requirements as ‘good practice’ and
are taking steps, such as joint training, starting interagency workgroups,
communicating the shared responsibility for meeting outcomes for
children in care and setting up informational websites, to implement
this approach throughout the agency and the child protective network.
One respondent’s comment
sums up what many others stated ‘…case planning and
caseworker contact appear to be key to positive outcomes in implementing
requirements of both ASFA and CFSR’.
- Agencies
continue to deliver ASFA training and to integrate ASFA related
topics into on-going training, meetings and forums. Of
the 37 child welfare agencies surveyed in 2003, 33 (89%) reported
that their agency continued to provide ASFA training to their
staff during the last year. The most frequently mentioned training
topics were ASFA requirements, time frames for reunification,
concurrent planning and permanency issues. Agency training
unit staff continue to be mentioned most frequently (n =25
or 68% of states responding) as delivering the training. The
percent of respondents reporting that ASFA training was incorporated
into other training increased from 59% in 2002 to 76% in 2003.
There was also an increase in the percent reporting ASFA training
was incorporated into new worker training, from 51% in 2002
to 65% in 2003. 24 agencies (65%) continue to do ASFA related
training with or for the courts on topics such as permanency
issues, legal issues, ASFA requirements, timeframes for reunification
and reasonable efforts. Fewer agencies, however, report doing
ASFA related training with other partners in the child welfare
network; agencies report doing ASFA related training for tribes
(27%), mental health (19%) and health care (14%) providers,
community stakeholders (11%) and schools (8%).
- The
managerial and supervisory skills needed to implement ASFA
continue to change while the workers’ needed skill set
remains steady. Interestingly in the 2001 poll, ‘casework’ was the
key skill respondents said was needed by managers, supervisors and workers
to implement ASFA. The results of the 2002 poll show that while ‘casework’ remains
the 1st ranked skill for workers, ‘understanding the requirements
of ASFA’ is ranked number one for managers and ‘communication’ is
ranked first for supervisors. In the 2003 phone poll, ‘using data
effectively’ was number one for managers, ‘collaboration’ and ‘understanding
how to implement ASFA’ tied for 1st for supervisors and ‘casework’ remained
number one for workers.
ASFA mandates regarding the achievement of outcomes and the use of data
carry clear expectations for child welfare workers, supervisors and managers,
as well as change the way that child welfare agencies need to be managed.
The 2003 phone poll clearly indicates that continued attention is needed
to crafting training programs that enhance the managerial and supervisory
skills of using data to inform decision-making, improve practice and
measure performance. Additionally, it is critical to build and support
training systems that result in agency staff and key partners throughout
the child protective network having an increased understanding of how
to deliver effective, outcomes-based child welfare practice.
- The
2003 phone poll report also indicates that agencies need to do more
work to assure that their information system produces information
and reports that support and inform managerial and supervisory day
to day decision-making. On a scale of 1-5, with 1 being ‘poor’ and
5 being ‘outstanding’, the average rating was 3.14 in
2001, rose to 3.43 in 2002, and to 3.51 in 2003. As one agency explained “…as
additional management reports continue to roll out, our SACWIS will
become more and more useful. The data is in there; we’re just
now figuring out how to get it out in a meaningful way.” At
the same time, our experience working with child welfare agencies
to adapt the Bringing Together the Child Welfare
Team curriculum
has shown us over and over again that to help child welfare supervisors
become comfortable with information management skills:
- Buy-in
needs continual and planful assistance from managers
- Data
reports need to be easily available , timely and readable
- The
data needs to be meaningful (team, unit, area)
- The value of
training in a child welfare agency cannot be overstated. The
first round of the Child & Family Services Review only served
to heighten the importance of training in advancing the organizational
and practice improvements that agencies are undertaking in order
to achieve better outcomes for children and their families. In
drawing lessons from the Review, one observer noted that “to
change systems, we must change practice”. (Jerry Milner) Another
noted that “child
welfare agencies must translate the principles they adopt as
their mission into the day to day child welfare practices in the
field and set up a comprehensive training system within the state
that assures that the workers (at every level of the agency) have
the values, attitudes, and skills and are supported in implementing
those practices”.
(Elena Cohen)
There is a great deal of excellent work being done in the area of evaluating
training curricula, designing curricula and establishing human services
staff development and training programs. However, more work needs to
be focused on the training system itself, specifically on the extent
to which the training system contains components necessary to have a
positive impact on children’s safety, well-being and permanency
and its relationship with other systems that support that work.
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